-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, S7XaGszw53Nwil52s1l51qA2dt3SvccP4jh2QiOutAnVDLXAZBBmFeO0bf91ePJ2 0uYXf+tNQxVOzKvJCLdtXw== 0001021848-98-000002.txt : 19980218 0001021848-98-000002.hdr.sgml : 19980218 ACCESSION NUMBER: 0001021848-98-000002 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19980217 SROS: NASD SROS: NYSE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: DELTA FINANCIAL CORP CENTRAL INDEX KEY: 0001021848 STANDARD INDUSTRIAL CLASSIFICATION: LOAN BROKERS [6163] IRS NUMBER: 113336165 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-50435 FILM NUMBER: 98541075 BUSINESS ADDRESS: STREET 1: 1000 WOODBURY STREET 2: STE 200 CITY: WOODBURY STATE: NY ZIP: 11797 BUSINESS PHONE: 5163648500 MAIL ADDRESS: STREET 1: 1000 WOODBURY STREET 2: STE 200 CITY: WOODBURY STATE: NY ZIP: 11797 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: MILLER LEE CENTRAL INDEX KEY: 0001055524 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 1000 WOODBURY RD STREET 2: STE 200 CITY: WOODBURY STATE: NY ZIP: 11797 BUSINESS PHONE: 5163648500X397 MAIL ADDRESS: STREET 1: 1000 WOODBURY RD STREET 2: STE 200 CITY: WOODBURY STATE: NY ZIP: 11797 SC 13G 1 SCHEDULE 13-G FOR LEE MILLER SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. __)* DELTA FINANCIAL CORPORATION (Name of Issuer) COMMON STOCK (Title of Class of Securities) 247918 10 5 (CUSIP Number) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Page 1 of 5 Pages SCHEDULE 13G CUSIP No. 247918 10 5 Page 2 of 5 Pages ------------ ----- ---- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Lee Miller 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) NOT APPLICABLE (b) 3 SEC USE ONLY 4 CITIZENSHIP OR PLACE OF ORGANIZATION U.S.A. 5 SOLE VOTING POWER 7,668 NUMBER OF SHARES 6 SHARED VOTING POWER BENEFICIALLY OWNED BY 4,003,451 EACH REPORTING 7 SOLE DISPOSITIVE POWER PERSON WITH 7,668 8 SHARED DISPOSITIVE POWER 4,003,451 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 4,011,119 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* /x/ 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 26.1% 12 TYPE OF REPORTING PERSON* IN *SEE INSTRUCTIONS BEFORE FILLING OUT! Page 3 of 5 Pages ITEM 1(A). NAME OF ISSUER. Delta Financial Corporation ITEM 1(B). ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES. 1000 Woodbury Road Suite 200 Woodbury, New York 11797 ITEM 2(A). NAME OF PERSON FILING. Lee Miller ITEM 2(B). ADDRESS OF PRINCIPAL BUSINESS OFFICE, OR, IF NONE, RESIDENCE. Delta Financial Corporation 1000 Woodbury Road Suite 200 Woodbury, New York 11797 ITEM 2(C). CITIZENSHIP. U.S.A. ITEM 2(D). TITLE OF CLASS OF SECURITIES. Common Stock ITEM 2(E). CUSIP NO. 247918 10 5 ITEM 3. Not Applicable. ITEM 4. OWNERSHIP. (a) Amount Beneficially Owned: 4,011,119 (1). Of these, 2,668 shares are owned by Mr. Miller; 1,904,774 shares are held by the Sidney A. Miller Grantor Retained Annuity Trust, of which Mr. Miller is a trustee; 2,098,677 shares are held by the Rona V. Miller Grantor Retained Annuity Trust, of which Mr. Miller is a trustee; 5,000 shares are options to purchase shares of common stock held by Mr. Miller which are currently exercisable. - ------------ The aggregate amount beneficially owned excludes 2,668 shares which are held by Mr. Miller's wife. The reporting person disclaims beneficial ownership of these shares, and this report shall not be deemed an admission that the reporting person is the beneficial owner of these shares for the purposes of Section 13 or for any other purpose. Page 4 of 5 Pages (b) Percent of Class: 26.1% (c) Number of shares as to which such person has: (i) Sole power to vote or to direct the vote: 7,668 (ii) Shared power to vote or to direct the vote: 4,003,451 (iii) Sole power to dispose or to direct the disposition of: 7,668 (iv) Shared power to dispose or to direct the disposition of: 4,003,451 ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS. Not Applicable. ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON. Not Applicable. ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY. Not Applicable. ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP. Not Applicable. ITEM 9. NOTICE OF DISSOLUTION OF GROUP. Not Applicable. ITEM 10. CERTIFICATION. Not Applicable. Page 5 of 5 Pages SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. FEBRUARY 11, 1998 Date /S/ LEE MILLER Signature LEE MILLER Name/Title -----END PRIVACY-ENHANCED MESSAGE-----